Lynn has more than 20 years serving in various executive management roles including President, Chief Financial Officer, Chief Compliance Officer and Chief Operating Officer with securities brokerage firms, both self clearing and correspondent. Creation and operation of an Investments Fund Manager entity. Provision of contract and consulting services relating to consolidation and acquisition transactions, initial registration as an IIROC member firm, analysis and implementation of revenue generation and cost control measures and regulatory reporting and filings. Her previous background includes 18 years with a chartered accounting firm providing audit, accounting, taxation and consulting services in the brokerage firm sector.
The new strategic partnership represents a monumental moment for the Canadian investment industry and the Canadian market landscape at large, as...
Audax underwent an extensive due diligence process prior to finalizing the transaction with Harbourfront, which speaks to the high quality of our people and investment solutions that we’ve created and grown over the last 10 years. This investment represents recognition and validation of our unique independent model and that it is valued in the wealth management industry.