Whitfield Athey | Source | CEO at Delta Data
Whitfield Athey
CEO at Delta Data
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Employment
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Delta Data
CEO
started Apr 2015
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Regulators showing renewed interest in cracking down on investment fees
SEC, Finra targeting high-fee share classes, 12b-1 fees and failure to give sales load discounts and waivers to investors.
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Comment: What’s next for commission-based mutual funds? - Fund Operations
Long term strategic shifts in fees arrived with the “Clean Share” classes
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Recent Quotes
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The regulatory bodies believe that the all-in cost of retirement is too high. Anytime there is an opportunity to assess fines on fees, they're doing it.
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The long-term push to bring the cost of retirement fees down has most definitely resulted in the opposite in the short term.
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